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ADA Certification Letter request by lender

  • 1.  ADA Certification Letter request by lender

    Posted 05-13-2024 01:03 PM

    We have been requested by the Lender for an Affordable Housing project to provide a letter certifying the project meets ADA requirements.  Does the AIA have any language related to this?



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    Deborah Smithton AIA
    Smithton Architects, Inc
    San Diego CA
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  • 2.  RE: ADA Certification Letter request by lender

    Posted 05-14-2024 05:40 PM

    My boss and mentor always said to avoid certifying anything as broad and all encompassing as the "project meets building code" or "project meets ADA requirements".  This is really beyond the capability of any mortal man or woman.  Sometimes these requirements even have conflicts within themselves or even more exciting, the actual requirements can be open to multiple interpretations.  When necessary, I have made statements that include some qualifying language. Something like:

    "I certify that to the best of my knowledge and as required by the legally required standard of care this project has been developed and completed in accordance with the applicable (insert whatever standard), but due to the complexity of the (standard) I cannot attest that it fully complies in all instances."

    I am sure there is better wording that this, but I create the statement to specifically suit the situation.  This covers the general idea.



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    Robert Smith AIA
    Talley & Smith Architecture, Inc.
    Shelby NC
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  • 3.  RE: ADA Certification Letter request by lender

    Posted 05-15-2024 05:25 PM

    I second Michaels message. I would hire a CASp or other certified accessibility professional if in another state and have them prepare a compliance letter. I would never certify anything. Certifications are given by testing agencies, or similar organizations like UL, FM, etc. This is more of compliance with accessibility and ADA.

     

    California Certified Access Specialist (CASp):  www.dgs.ca.gov/casp

    You can find a casp here: casinstitute.org/casp

    Best,

     

    Daniel

    Daniel Guich, RA, NCARB, CDT, LEED ap

    Project Architect

    t +14155462901  m +14156839600 

    Discover stories that inform and inspire-written for our clients, with our clients, and by our clients.

    perkinswill.com/insights

     

     

     

     






  • 4.  RE: ADA Certification Letter request by lender

    Posted 05-15-2024 05:39 PM

    The biggest red flag for this request is the open-endedness of the request.  The ADA is a civil rights law, and anyone can sue for having been discriminated against - whether or not the disability was covered specifically by the ADA. So, it would be risky to certify anything that isn't specific about what is covered.

    An acceptable middle ground might be to say that the documents were produced to comply with ANSI A117.1, or whatever your referenced standard is. 

    That sort of "certification" has been known to satisfy some lenders.



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    Trace Ward AIA
    GLAS Architects, LLC
    Eugene OR
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  • 5.  RE: ADA Certification Letter request by lender

    Posted 05-15-2024 05:53 PM

    In addition to my earlier comments:

    You can say:

    "The following current codes were referenced in the preparation of these drawings:

    1. Building codes (which would include ANSI 117.1 if outside of CA and using IBC) or California Building code which chapter 11B uses the ADAAG 2010 as the model (also same as ANSI 117.1).
    2. Other codes, mechanical, fire, electric, plumbing, etc."

    I have something like on my cover sheets on projects which is what many AHJs request. It's not and should not be a certification.

     

    I also suggest reading this great book. A wonderful reference for architects and communicating the correct way to minimize risk. It's entertaining too!

    The Architect's Guide to Writing: For Design and Construction Professionals 

    by Bill Schmalz (Author)

     

     

    Best,

     

    Daniel

    Daniel Guich, RA, NCARB, CDT, LEED ap

    Project Architect

    t +14155462901  m +14156839600 

    Discover stories that inform and inspire-written for our clients, with our clients, and by our clients.

    perkinswill.com/insights

     

     

     

     






  • 6.  RE: ADA Certification Letter request by lender

    Posted 07-16-2024 12:52 PM

    My attorney says never "certify". A suggestion would be to start your sentence with "To the best of my knowledge, and as required...."



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    Nea May Poole, AIA, NCARB
    Principal
    Poole & Poole Architecture, LLC
    Glen Allen, Virginia
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  • 7.  RE: ADA Certification Letter request by lender

    Posted 07-16-2024 04:24 PM
    How about just say NO ?

    DFT/Siri





  • 8.  RE: ADA Certification Letter request by lender

    Posted 07-16-2024 04:46 PM
    There have been great comments in this topic thread.  If your client is one you like to do their work, ask your legal counsel and insurance broker to assist you in creating a proper statement/language for you.  In Georgia, our state agencies that develop the state's higher ed and tech ed projects require a few certification statements.  We create a statement and add it because we want to do those projects.
    ---------------------------------------------------------------------

    Michael L. Katzin, AIA | Architect

    Member | City of Johns Creek Planning Commission

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  • 9.  RE: ADA Certification Letter request by lender

    Posted 07-16-2024 04:53 PM

    No is a fine choice if you do not want to ever work with that client again since you scuttled their loan. A work around might be more prudent.



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    Nea May Poole, AIA, NCARB
    Principal
    Poole & Poole Architecture, LLC
    Glen Allen, Virginia
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  • 10.  RE: ADA Certification Letter request by lender

    Posted 07-17-2024 05:48 PM

    Since the ADA is civil rights legislation and determination of compliance rests with the DOJ and the courts. In my opinion, certifying legal compliance is beyond the licensure of architects. As architects, we are certainly qualified to opine on architectural questions, but I would deter all legal questions to the Client's attorney. Now, if the Client ask you for an opinion regarding Chapter 11 of the IBC and compliance with ICC A117.1 regarding accessibility, as an architect you may be qualified to opine on compliance, based on professional education, training, and experience, and of course " to the the best of your knowledge information and belief."

    The Lender can always engage an accessibility consultant who may feel qualified to render such an opinion, but the ADA and the Building Code requirements are different sets of requirements. Don't get suckered in to practicing beyond the normal standard of care of architects or your license. 



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    Dennis Hall FAIA, FCSI
    HALL AEC PA
    Charlotte NC
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  • 11.  RE: ADA Certification Letter request by lender

    Posted 07-17-2024 06:30 PM

    I agree with Dennis. I think in terms of meeting the accessibility requirements in the building code, we could make a statement that the drawings were prepared by including the requirements in the chapter 11 or ANSI A117.1. The ADA is a civil rights law and not building code (even though the ANSI A117.1 is exactly the ADAAG 2010) Such a grey area. 



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    Daniel Guich, NCARB, CDT, LEED ap
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  • 12.  RE: ADA Certification Letter request by lender

    Posted 07-18-2024 10:13 AM

    Daniel, while the organizational structure of ADAAG and the A117.1 Standard (Standard) are the same, the contents are not exactly alike. In the 2017 edition of the Standard, there were significant updates to the 2009 edition and in the current revision cycle, anticipated for balloting later this year or early 2025, there were more than 250 proposed changes. 

    The A117 Committee has spent several years working on the new edition and is not bound by the ADA. Many revisions reflect new knowledge in accessibility, based on testing and scientific research. I have seen architectural drawings that cite ADAAG as the Code and even include multiple sheets of Drawings directly from ADAAG, but this is problematic as the IBC is based on the Standard, not ADAG.

    Hope this is helpful.



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    Dennis Hall FAIA, FCSI
    HALL AEC PA
    Charlotte NC
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  • 13.  RE: ADA Certification Letter request by lender

    Posted 07-18-2024 02:02 PM

    Thanks for the clarification, Dennis. I'm in California, so we are required to follow CBC chapters 11A or 11B (depending on the type of project) and we have to notify our clients that sometimes it can conflict with the ADA and there is potential risk in the future of a lawsuit. The rest of the country on a version of the IBC, will need to follow the ANSI A117.1 standard. We always explain this to our clients that ADA is not a building code, it's a civil rights law and we do not design buildings to abide to civil rights (don't get me wrong, I am all for civil rights and the ADA). This is why this is such a grey area. I think we need to push federal legislation that indemnifies architects, engineers, builders, or similar trades that are licensed to protect the health, safety and welfare of the occupants from ADA lawsuits. The owner of a facility should be the one liable for making sure that they are providing equivalent access as indicated by the ADA. Don't know if the AIA has been active in this area in the past. Anyone else please chime in. Maybe we need to start an open letter on this topic. 



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    Daniel Guich, NCARB, CDT, LEED ap
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  • 14.  RE: ADA Certification Letter request by lender

    Posted 07-18-2024 05:34 PM

    I agree with Dennis. Lou is



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    Louis Garapolo FAIA Member Emeritus
    Garapolo & Associates
    Oak Park IL
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  • 15.  RE: ADA Certification Letter request by lender

    Posted 05-14-2024 05:52 PM

    My suggestion would be to have a letter prepared by a California Certified Access Specialist (CASp)  More on CASp here:  https://www.dgs.ca.gov/casp

    You can find a casp here: https://casinstitute.org/casp

     

     

    Michael F. Malinowski FAIA

    Consultant         AIA California 

     

     






  • 16.  RE: ADA Certification Letter request by lender

    Posted 05-14-2024 06:04 PM

    I don't think you want to do this from a liability standpoint.  "Certifying" really sticks your neck out.

    The furthest I would stick my neck out on this would be to say that to the best of your knowledge and belief, your design complies

    You probably did not have construction phase services that would have made it possible to verify every ADA-related detail.  Did every door get installed with the proper clearances? Is every door closer properly adjusted?  Every countertop at the correct height? The list goes on.

    Talk to you insurance broker to see if you are covered for making such a statement.  Maybe they have some magic words you can apply

    Your Owner-Architect Agreement may have text that says you don't have to certify things that you have only partial information about.  I suggest that your answer go back to the people you have an agreement with.

    They are trying to transfer their risk to you.  I don't know the details on the creation of the ADA law, but somehow it doesn't say that it is a violation to fail to design per the ADA requirements; it is a violation to build differently, but not to design.  If the omission of "to design" occurred thanks to helpful lobbying by AIA in the past, our membership dues did their part then.

    Perhaps you can refer them to firms which do ADA compatibility surveys and they can get a report about that.



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    Joel Niemi AIA
    Joel Niemi Architect
    Snohomish, WA
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  • 17.  RE: ADA Certification Letter request by lender

    Posted 05-14-2024 08:40 PM
    I would try to forego such a letter outright unless this was a service you were hired to perform. I would write a letter that the design and documents were reviewed for ADA Guidelines 2010 or version compliance. Construction Manager if used could take that responsibilty. Others may have different viewpoint. Dean Tidwell AIA NCARB





  • 18.  RE: ADA Certification Letter request by lender

    Posted 05-14-2024 08:53 PM

    Beware of certifications – your professional liability insurance probably doesn't cover it.

     

    DFT/Mika

     






  • 19.  RE: ADA Certification Letter request by lender

    Posted 05-14-2024 10:19 PM

    I suggest contacting your Professional Liability Insurance Carrier for language addressing any "certification".  Their loss prevention programs focus on exactly this sort of thing.



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    Michael Schneider AIA
    Quadrant Design, Inc.
    Waterloo IL
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  • 20.  RE: ADA Certification Letter request by lender

    Posted 05-15-2024 07:19 AM

    Personally, there is not a pole long enough.  Unless contractually obligated (I hope not) I would refer them to an ADA compliance consultant.

    Here is a similar thread for reference:

    https://network.aia.org/communities/community-home/digestviewer/viewthread?GroupId=139&MID=12879



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    Jim Spinola, AIA, CSI
    Specifications / Quality Assurance
    Pennsylvania
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  • 21.  RE: ADA Certification Letter request by lender

    Posted 05-15-2024 05:26 PM

    You've gotten wise advice from our colleagues. Here's a piece to make this even more challenging: for affordable housing you will encounter multiple layers of accessibility requirements: Physical Accessibility | HUD.gov / U.S. Department of Housing and Urban Development (HUD). Best of luck to you.



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    Philip Kabza AIA
    SpecGuy Specifications Consultants
    Mount Dora FL
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  • 22.  RE: ADA Certification Letter request by lender

    Posted 05-15-2024 05:59 PM

    California's Architects' Practice Act helps here a bit.  When we write these letters for our projects, we start with: "As Architect of Record, we write to certify, per the provisions of the California Architects Practice Act Article 3, Paragraph 5536.26, that to the best of our professional information, knowledge, and belief, ..."

    § 5536.26 Use of Certify or Certification by Licensed Architect 
    The use of the words "certify" or "certification" by a licensed architect in the practice of architecture constitutes an expression of professional opinion regarding 
    those facts or findings that are the subject of the certification, and does not constitute a warranty or guarantee, either expressed or implied.  Nothing in this section is intended to alter the standard of care ordinarily exercised by a licensed architect.



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    Adrianne Steichen AIA
    Pyatok Architects
    San Francisco CA
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  • 23.  RE: ADA Certification Letter request by lender

    Posted 05-15-2024 07:31 PM

    Deborah, I recommend following Michael F. Malinowski FAIA recommendation.  You should allocate the risk to a consultant that specializes in ADA conformance.  Also, ask your insurance broker for their recommendation to handle the requirement.  The best you can do as an architect is to apply your best standard of care.



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    Michael Katzin, AIA
    Michael Katzin Project Services, LLC
    Johns Creek, GA
    Member - Johns Creek Planning Commission
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  • 24.  RE: ADA Certification Letter request by lender

    Posted 05-16-2024 05:52 PM

    The advice you have received from many colleagues is sound. If your obligations are pursuant to the standard B101 and A201 Construction Phase services, you cannot have the knowledge to make this certification. As the Architect, your responsibility is to assure the Owner that the Project, as constructed, is in general compliance with the Contract Documents. Your obligation is not for specific compliance. It is the responsibility of the Contractor for the Work to be "free from defects." Accordingly, it is prudent to decline to make this certification. If the Owner requires such certification to satisfy its lender, the Owner should retain a qualified consultant to provide such certification.



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    Mark I. Baum, AIA
    Mark I. Baum Architect LLC
    New Orleans, LA
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  • 25.  RE: ADA Certification Letter request by lender

    Posted 07-02-2024 04:06 PM

    I agree with Adrienne's response to add specific language like "to the best of my professional opinion, knowledge, and belief." This effectively narrows the certification to what you know to be true. Because an architect is only required to observe construction for general conformance, it is impossible to state anything more.

    We also include language in our contracts that gives us discretion in signing any certifications that exceed our scope of services or the professional standard of care. This allows us to modify form letters to include the above language. Some owners/lenders push back, but it is rare for us not to prevail.

    If you still have concerns, seek the advice of your counsel or insurance carrier who can help you with any necessary language modifications.



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    Robin Bellerby AIA
    Humphreys & Partners Architects, LP
    Dallas TX
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  • 26.  RE: ADA Certification Letter request by lender

    Posted 07-02-2024 04:55 PM

    Robin Bellerby's recommendation is sound. Also, recommend that your certification be grounded in the design, not the construction. For example, you can certify that "to the best of my professional opinion, knowledge, and belief the project has been designed in accordance with ...". Certifying the construction is a bit trickier, for example, where blocking for future grab bars may be required within walls. Also, you may not have verified every single condition for strict compliance with required dimensional criteria, or that every closer has been set at or below the maximum psf, or that ground surfaces (other than manufactured products) have been tested for slip resistance, etc.

    As Robin mentioned, it is good practice to include in your contract the right to review any required certifications in advance and to stipulate the limitations of any certifications you will give.

    Lenders and others will ask for anything they can get someone else to do rather than conducting their own due diligence, thus shifting the risk to others.



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    Mark I. Baum, AIA
    Mark I. Baum Architect LLC
    New Orleans, LA
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  • 27.  RE: ADA Certification Letter request by lender

    Posted 07-16-2024 12:58 PM

    Your question raises an ongoing issue for architects. Banks are requiring more and more "certifications" "warrants" etc from architects. We have no contractual relationship with the bank; our clients do. NEVER address this sort of letter to anyone but your client, no matter how hard the bank pushes. They want the letter addressed to them so later if something goes horribly wrong they can say we only made this loan based upon the architect's representations to us. I know architects always hate to spend money but I would strongly urge folks to always have an attorney review the bank's consent and assignment letters. Increasingly there is language in there that no architect should agree to such as the bank RELYING on the consent to make the loan, often they are asking for civil issues to be warranted (for us, civil is rarely under us). As money gets tight and there is an issue the banks are looking for more professionals associated with a project to go after. 



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    Nea May Poole, AIA, NCARB
    Principal
    Poole & Poole Architecture, LLC
    Glen Allen, Virginia
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